Statements: CFTC Orders Piper Sandler to Pay $2 Million for Recordkeeping and Supervision Failures for Firm-Wide Use of Unapproved Communication Methods

Canonical ID: us-cftc-59712fbbae030a7e3d44ccbe9f17f50fc979cc83 · Entity type: Article (reference)

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Property	Value	Source dataset	Source ID	First seen
`Article:id`	af5e14c568961df4ef29b0d20f3c0bfa026c90f1	us_cftc_enforcement_actions	`us-cftc-59712fbbae030a7e3d44ccbe9f17f50fc979cc83`	2025-08-15
`Article:publishedAt`	2024-09-23	us_cftc_enforcement_actions	`us-cftc-59712fbbae030a7e3d44ccbe9f17f50fc979cc83`	2025-08-15
`Article:sourceUrl`	https://www.cftc.gov/PressRoom/PressReleases/8972-24	us_cftc_enforcement_actions	`us-cftc-59712fbbae030a7e3d44ccbe9f17f50fc979cc83`	2025-08-15
`Article:title`	CFTC Orders Piper Sandler to Pay $2 Million for Recordkeeping and Supervision Failures for Firm-Wide Use of Unapproved Communication Methods	us_cftc_enforcement_actions	`us-cftc-59712fbbae030a7e3d44ccbe9f17f50fc979cc83`	2025-08-15