Statements: CFTC Orders TD Bank and Cowen to Pay Civil Monetary Penalties for Recordkeeping and Supervision Failures for Firm-Wide Use of Unapproved Communication Methods

Canonical ID: us-cftc-a5b4fc23cb47963ea989ce1577650549e1523525 · Entity type: Article (reference)

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Property		Value	Lang	Source dataset		Source ID	First seen
`Article:publishedAt`		2024-08-14		us_cftc_enforcement_actions		`us-cftc-a5b4fc23cb47963ea989ce1577650549e1523525`	2025-08-15