US Federal Reserve Enforcement Actions

Enforcement actions against entities and individuals for violations of laws, rules, or regulations

This dataset comprises information about individuals and entities that have have violated laws, rules, or regulations, unsafe or unsound practices, breaches of fiduciary duty, and violations of final orders.

From their website:

Generally, the Federal Reserve takes formal enforcement actions against the above entities and individuals for violations of laws, rules, or regulations, unsafe or unsound practices, breaches of fiduciary duty, and violations of final orders. Formal enforcement actions include cease and desist orders, written agreements, prompt corrective action directives, removal and prohibition orders, and orders assessing civil money penalties.

Data overview

Entities:
Total6,015
Searchable2,845
Targets1,579
Entity types:
Companies1,665
People1,180
Countries:
44 countries · Show overview...
Publisher:Federal Reserve Board (FRB) · United States

The Federal Reserve works to promote the effective operation of the U.S. economy and, more generally, the public interest.

Collections:in Enforcement Actions and Regulatory Notices · OpenSanctions Default · Regulatory Watchlists · Warrants and Criminal Entities
Information:www.federalreserve.gov
Source data:www.federalreserve.gov · CSV
Tags:sector.banking
Coverage:added · frequency: daily
Last processed:2025-08-13 19:31:03 · v. 20250813193103-kxg
Last change:

Bulk download

Downloads contain the full set of entities contained in this dataset. You can fetch a simplified tabular form, or detailed, structured data in JSON format. Updated files will be provided once a day at the same location.

File nameExport typeSize
entities.ftm.jsonFollowTheMoney entities3.77 MB
names.txtTarget names text file58.14 KB
senzing.jsonSenzing entity format1.49 MB
source.csvSource data436.44 KB
targets.nested.jsonTargets as nested JSON2.08 MB
targets.simple.csvTargets as simplified CSV439.22 KB

Help: Using the data · model reference · delta updates · support · change log · licensing

Using the API

You can query the data in this dataset via the application programming interface (API) endpoints below. Please read the introduction for documentation and terms of service.

Use the Reconciliation API in OpenRefine:
For full-text search, use the /search endpoint:
For entity matching, use the /match endpoint:

Programs1

This dataset consolidates entities targeted by the following sanctions programs, policy regimes or sub-lists:

IDTitleIssuerTarget countries
[US-FED-ENF]US Federal Reserve Enforcement ActionsFRB United States

Recent additions

The following targeted entities have been added to this data source most recently:

AddedNameTypeCountries
Khalila CooperPerson
State Bank of India Los Angeles AgencyCompanyUnited States of America
State Bank of India Park Avenue BranchCompanyUnited States of America
State Bank of India Flushing BranchCompanyUnited States of America
State Bank of India Broadway BranchCompanyUnited States of America
State Bank of India Chicago BranchCompanyUnited States of America
Citigroup, Inc.CompanyUnited States of America
EMC MORTGAGE CORPORATIONCompanyUnited States of America
JPMORGAN CHASE & CO.CompanyUnited States of America
Silvergate Capital CorporationCompanyUnited States of America
Credit Agricole, S.A.CompanyFrance
Silvergate BankCompanyUnited States of America
THE ROYAL BANK OF SCOTLAND GROUP PLCCompanyUnited Kingdom
JPMORGAN CHASE & CO.CompanyUnited States of America
THE PNC FINANCIAL SERVICES GROUP, INC.CompanyUnited States of America

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