JSON

US OCC Enforcement Actions

The US banking regulator OCC publishes a list of companies and individuals against which punitive measures have been applied.

The OCC may take enforcement actions for violations of laws, rules or regulations, final orders or conditions imposed in writing; unsafe or unsound practices; and for breach of fiduciary duty by institution-affiliated parties (IAPs). Read more...

Data overview

Entities:
Total11,117
Searchable5,840
Targets4,057
Entity types:
People2,324
Companies2,142
Addresses1,374
Countries:
United States4,466
Publisher:Office of the Comptroller of the Currency (OCC) · United States

The OCC charters, regulates, and supervises all national banks and federal savings associations as well as federal branches and agencies of foreign banks. The OCC is an independent bureau of the U.S. Department of the Treasury.

Collections:in OpenSanctions Default · Regulatory Watchlists · Warrants and Criminal Entities
Information:apps.occ.gov
Source data:apps.occ.gov · JSON
Coverage:added · update frequency: daily · every 12 hours
Last processed:2024-10-11 12:30:09
Last change:

Bulk download

Downloads contain the full set of entities contained in this dataset. You can fetch a simplified tabular form, or detailed, structured data in JSON format. Updated files will be provided once a day at the same location.

File nameExport typeSize
entities.ftm.jsonFollowTheMoney entities5.3 MB
names.txtTarget names text file98.02 KB
senzing.jsonSenzing entity format3 MB
source.jsonSource data2.81 MB
targets.nested.jsonTargets as nested JSON5.79 MB
targets.simple.csvTargets as simplified CSV1.09 MB

Help: Using the data · data model reference · delta updates · get support · commercial licensing

Using the API

You can query the data in this dataset via the application programming interface (API) endpoints below. Please read the introduction for documentation and terms of service.

Use the Reconciliation API in OpenRefine:
For full-text search, use the /search endpoint:
For entity matching, use the /match endpoint:

Recent additions

The following targeted entities have been added to this data source most recently:

AddedNameTypeCountries
Joseph CrewsPersonUnited States
BSERV, INC.CompanyUnited States
Dirceu P. MagalhaesPersonUnited States
Marily EspinosaPersonUnited States
Lisa KesslerPersonUnited States
Yasemin KostakopoulosPersonUnited States
Maria SalazarPersonUnited States
Treasury BankCompanyUnited States
First Federal Savings Bank of KentuckyCompanyUnited States
Natasha AikensPersonUnited States
Edwin Brown IIPersonUnited States
Edwin Brown IIPersonUnited States
Jackie SniderPersonUnited States
Edwin BrownPersonUnited States
Lexus LewisPersonUnited States