OCC Enforcement Actions

The US banking regulator OCC publishes a list of companies and individuals against which punitive measures have been applied.

The OCC may take enforcement actions for violations of laws, rules or regulations, final orders or conditions imposed in writing; unsafe or unsound practices; and for breach of fiduciary duty by institution-affiliated parties (IAPs). Read more...

Data overview

Entity count:8,215 target entities · 12,630 searchable entities · 20,941 total
Entity types:
1 country · Show overview...
Publisher:Office of the Comptroller of the Currency (United States)

The OCC charters, regulates, and supervises all national banks and federal savings associations as well as federal branches and agencies of foreign banks. The OCC is an independent bureau of the U.S. Department of the Treasury.

Source data:apps.occ.gov (JSON)
Collections:in Warrants and Criminal Entities · OpenSanctions Default
Last changed:

Bulk download

Downloads contain the full set of entities contained in this dataset. You can fetch a simplified tabular form, or detailed, structured data in JSON format. Updated files will be provided once a day at the same location.

File nameExport typeSize
entities.ftm.jsonFollowTheMoney entities9 MB
names.txtTarget names text file193 kB
senzing.jsonSenzing entity format3 MB
source.jsonSource data7 MB
targets.nested.jsonTargets as nested JSON10 MB
targets.simple.csvTargets as simplified CSV2 MB

Help: Using the data · format reference · identifier use · commercial licensing

Using the API

You can query the data in this dataset via the application programming interface (API) endpoints below. Please read the introduction for documentation and terms of service. See also: OpenAPI Specification (JSON)

Use the Reconciliation API in OpenRefine:
For full-text search, use the /search endpoint:
For entity matching, use the /match endpoint:

Recent additions

The following targeted entities have been added to this data source most recently:

Melissa LlanasPersonUnited States
Cesar AlgeriaPersonUnited States
Alma VivarPersonUnited States
David ChoiPersonUnited States
William ChanPersonUnited States
Julio PradaPersonUnited States
Joann LoughlinPersonUnited States
Ruell MedinaPersonUnited States
Michael AndersonPersonUnited States
Stephen M. GrayPersonUnited States
David McCleanPersonUnited States
Garfield C. BrownPersonUnited States
Jimmy E. NixPersonUnited States
Kristoff HolstenPersonUnited States
Curtis J. TornoPersonUnited States
Davis JeromePersonUnited States
Donald CeresoliPersonUnited States