US SEC Actions Due to Harmed Investors

JSON

Enforcement actions against persons and firms that had harmed investors

This dataset contains information about SEC enforcement actions where the defendants or respondents were ordered to pay financial judgments. In these instances, the SEC may work to distribute these funds to investors who were harmed.

Data overview

Entities:
Total1,670
Searchable835
Targets835
Entity types:
Legal entities835
Countries:
United States835
Publisher:Securities and Exchange Commission (SEC) · United States

The federal securities laws empower the Securities and Exchange Commission (SEC) with broad authority over all aspects of the securities industry. The SEC’s mission is to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation.

Collections:in OpenSanctions Default · Regulatory Watchlists · Warrants and Criminal Entities
Information:www.sec.gov
Source data:www.sec.gov · HTML
Coverage:added · frequency: daily
Last processed:2026-05-21 23:47:02 · v. 20260521234702-etm
Last change:

Bulk download

Downloads contain the full set of entities contained in this dataset. You can fetch a simplified tabular form, or detailed, structured data in JSON format. Updated files will be provided once a day at the same location.

File nameExport typeSize
entities.ftm.jsonFollowTheMoney entities814.09 KB
names.txtTarget names text file17.78 KB
senzing.jsonSenzing entity format380.38 KB
targets.nested.jsonTargets as nested JSON825.5 KB
targets.simple.csvTargets as simplified CSV173.35 KB

Help: Using the data · model reference · delta updates · support · change log · licensing

Using the API

You can query the data in this dataset via the application programming interface (API) endpoints below. Please read the introduction for documentation and terms of service.

Use the Reconciliation API in OpenRefine:
For full-text search, use the /search endpoint:
For entity matching, use the /match endpoint:

Recent additions

The following targeted entities have been added to this data source most recently:

AddedNameTypeCountries
Crystal A. HuangLegal entityUnited States
ProSky Inc.Legal entityUnited States
Kenneth A. DachmanLegal entityUnited States
Scott A. WolfLegal entityUnited States
Stone Lion Management Inc.Legal entityUnited States
Madison Capital Funding LLCLegal entityUnited States
Joseph J. Walsh Sr.Legal entityUnited States
Palm House Hotel LLLPLegal entityUnited States
Robert V. MatthewsLegal entityUnited States
South Atlantic Regional Center LLCLegal entityUnited States
Ability Computer & Software Industries Ltd.Legal entityUnited States
Ability Inc.Legal entityUnited States
Alexander AurovskyLegal entityUnited States
Anatoly HurginLegal entityUnited States
Andy GitipityaponLegal entityUnited States
Code on GitHub
OverviewDownloadAPIRecent additions
OpenSanctions · Supreme Data on Supreme Leaders
OpenSanctions Datenbanken GmbH · info@opensanctions.org · https://opensanctions.org/meeting