US SEC Actions Due to Harmed Investors

JSON

Enforcement actions against persons and firms that had harmed investors

This dataset contains information about SEC enforcement actions where the defendants or respondents were ordered to pay financial judgments. In these instances, the SEC may work to distribute these funds to investors who were harmed.

Data overview

Entities:
Total1,630
Searchable815
Targets815
Entity types:
Legal entities815
Countries:
United States815
Publisher:Securities and Exchange Commission (SEC) · United States

The federal securities laws empower the Securities and Exchange Commission (SEC) with broad authority over all aspects of the securities industry. The SEC’s mission is to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation.

Collections:in OpenSanctions Default · Regulatory Watchlists · Warrants and Criminal Entities
Information:www.sec.gov
Source data:www.sec.gov · HTML
Coverage:added · frequency: daily
Last processed:2025-10-16 23:47:02 · v. 20251016234702-cis
Last change:

Bulk download

Downloads contain the full set of entities contained in this dataset. You can fetch a simplified tabular form, or detailed, structured data in JSON format. Updated files will be provided once a day at the same location.

File nameExport typeSize
entities.ftm.jsonFollowTheMoney entities757.22 KB
names.txtTarget names text file17.38 KB
senzing.jsonSenzing entity format371.92 KB
targets.nested.jsonTargets as nested JSON768.37 KB
targets.simple.csvTargets as simplified CSV169.44 KB

Help: Using the data · model reference · delta updates · support · change log · licensing

Using the API

You can query the data in this dataset via the application programming interface (API) endpoints below. Please read the introduction for documentation and terms of service.

Use the Reconciliation API in OpenRefine:
For full-text search, use the /search endpoint:
For entity matching, use the /match endpoint:

Recent additions

The following targeted entities have been added to this data source most recently:

AddedNameTypeCountries
Advanced Emissions Solutions Inc.Legal entityUnited States
Clifford Todd BoroLegal entityUnited States
Itai Royi LiptzLegal entityUnited States
Rimar Capital LLCLegal entityUnited States
Rimar Capital USA Inc.Legal entityUnited States
Alexander J. DillonLegal entityUnited States
Cosmin I. PanaitLegal entityUnited States
Dominion Energy South Carolina Inc.Legal entityUnited States
GPL Management LLCLegal entityUnited States
GPL Ventures LLCLegal entityUnited States
Hempamericana Inc.Legal entityUnited States
Kevin B. MarshLegal entityUnited States
Lawrence B. AdamsLegal entityUnited States
Salvador E. RosilloLegal entityUnited States
Scana CorporationLegal entityUnited States
Code on GitHub
OverviewDownloadAPIRecent additions
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