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J.P. Morgan Securities LLC

Financial crime · Regulator action

J.P. Morgan Securities LLC is an entity of interest. It has not been found on international sanctions lists.

Type	Legal entity				[sources]
Name	J. P. MORGAN SECURITIES LLC · J.P Morgan Securities LLC · J.P. MORGAN SECURITIES LLC. · J.P. Morgan Securities LLC				[sources]
Legal form	not available				[sources]
Country	United States				[sources]
Status	not available				[sources]
Last change	2025-10-24	Last processed	2025-11-11	First seen	2024-03-28

Relationships

Data sources

US FINRA Enforcement Actions13,996

Firms and individuals that have faced FINRA disciplinary actions

United States · FINRA

US SEC Actions Due to Harmed Investors817

Enforcement actions against persons and firms that had harmed investors

United States · SEC

Source data IDs: us-finra-j-p-morgan-securities-llc · us-sec-harm-j-p-morgan-securities-llc

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Factsheet Data sources

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