Keep updated
Get in touch
| Type | Company | [sources] | |||
|---|---|---|---|---|---|
| Name | Wellington Capital Markets | [sources] | |||
| Incorporation date | not available | [sources] | |||
| Jurisdiction | not available | [sources] | |||
| Phone | 618-200-8155 | [sources] | |||
| Registration number | not available | [sources] | |||
| Website | www.wellingtoncapitalmarkets.com | [sources] | |||
| Address | 440 S LaSalle, Suite 1711, Chicago, IL 60605 | [sources] | |||
| Source link | www.sec.gov | [sources] | |||
| Last change | Last processed | First seen | |||
Fax: 567-429-0445
Wellington Capital Markets is impersonating a formerly registered broker-dealer firm with the same name and address - Wellington Capital Markets, L.L.C. (CRD Number: 104937; SEC Number: 8-52963). The impersonator has NO connection with, and is not to be confused with, the genuine Wellington Capital Markets, L.L.C., which had its registration with the SEC cancelled on May 1, 2013 and is defunct.
Entities that falsely claim to be registered, licensed, and/or located in the United States, to be regulators, or impersonate genuine firms.
United States of America · SEC
For experts: raw data explorer
OpenSanctions is free for non-commercial users. Businesses must acquire a data license to use the dataset.
| Sanctions | |||||
|---|---|---|---|---|---|
| Country | Authority | Program | Start date | End date | |
| United States of America | Securities and Exchange Commission | - | - | ||