Statements: RBS SECURITIES INC

Canonical ID: NK-KzkoVsCeQvryzTzTPptqwK · Entity type: Company (reference)

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Property	Value	Lang	Source dataset	Source ID	First seen
`Company:address`	Stamford, Connecticut	eng	us_fed_enforcements	`us-fed-55c86750add36f7e8dce8dd41624abddd9f1f243`	2024-12-05
`LegalEntity:country`	us		us_sec_harmed_investors	`us-sec-harm-rbs-securities-inc`	2024-04-04
`Company:country`	us		us_fed_enforcements	`us-fed-55c86750add36f7e8dce8dd41624abddd9f1f243`	2024-12-05
`LegalEntity:country`	us		us_finra_actions	`us-finra-rbs-securities-inc`	2024-03-28
`LegalEntity:id`	363be52aa54df1fc1b01ecd4b52ccd051c4eafa5		us_finra_actions	`us-finra-rbs-securities-inc`	2024-05-10
`LegalEntity:id`	2e95469e5a97c6c14ab5300d235a07383ad8006b		us_finra_actions	`us-finra-rbs-securities-inc`	2025-06-11
`Company:id`	d237e6545e8e8bcb2d608ea6e8252f2e36145d7f		us_fed_enforcements	`us-fed-55c86750add36f7e8dce8dd41624abddd9f1f243`	2025-08-25
`LegalEntity:id`	3d37528bc8dab4fe07e2bf64fb149ebe09501858		us_sec_harmed_investors	`us-sec-harm-rbs-securities-inc`	2024-04-04
`LegalEntity:id`	7217d9768a7c4c95faadebc5aa91b97997ab5937		us_finra_actions	`us-finra-rbs-securities-inc`	2026-01-31
`LegalEntity:name`	RBS Securities Inc.		us_sec_harmed_investors	`us-sec-harm-rbs-securities-inc`	2024-04-04
`Company:name`	RBS SECURITIES INC.	eng	us_fed_enforcements	`us-fed-55c86750add36f7e8dce8dd41624abddd9f1f243`	2024-12-05
`LegalEntity:name`	RBS Securities Inc.	eng	us_finra_actions	`us-finra-rbs-securities-inc`	2025-06-11
`LegalEntity:name`	RBS SECURITIES INC.	eng	us_finra_actions	`us-finra-rbs-securities-inc`	2024-03-28
`LegalEntity:name`	RBS SECURITIES INC	eng	us_finra_actions	`us-finra-rbs-securities-inc`	2026-01-31
`Company:programId`	US-FED-ENF	eng	us_fed_enforcements	`us-fed-55c86750add36f7e8dce8dd41624abddd9f1f243`	2025-05-21
`Company:sourceUrl`	https://www.federalreserve.gov/newsevents/pressreleases/enforcement20150520a.htm		us_fed_enforcements	`us-fed-55c86750add36f7e8dce8dd41624abddd9f1f243`	2025-08-25
`Company:topics`	fin.bank		us_fed_enforcements	`us-fed-55c86750add36f7e8dce8dd41624abddd9f1f243`	2024-12-05
`LegalEntity:topics`	crime.fin		us_sec_harmed_investors	`us-sec-harm-rbs-securities-inc`	2024-04-04
`LegalEntity:topics`	reg.action		us_finra_actions	`us-finra-rbs-securities-inc`	2024-05-10

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