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US Federal Reserve Enforcement Actions

Enforcement actions against entities and individuals for violations of laws, rules, or regulations

This dataset comprises information about individuals and entities that have have violated laws, rules, or regulations, unsafe or unsound practices, breaches of fiduciary duty, and violations of final orders.

From their website:

Generally, the Federal Reserve takes formal enforcement actions against the above entities and individuals for violations of laws, rules, or regulations, unsafe or unsound practices, breaches of fiduciary duty, and violations of final orders. Formal enforcement actions include cease and desist orders, written agreements, prompt corrective action directives, removal and prohibition orders, and orders assessing civil money penalties.

Data overview

Entities:
Total5,618
Searchable2,693
Targets1,514
Entity types:
Companies1,550
People1,143
Countries:
36 countries · Show overview...
Publisher:Federal Reserve Board (FRB) · United States

The Federal Reserve works to promote the effective operation of the U.S. economy and, more generally, the public interest.

Collections:in OpenSanctions Default · Regulatory Watchlists · Warrants and Criminal Entities
Information:www.federalreserve.gov
Source data:www.federalreserve.gov · CSV
Coverage:added · update frequency: daily
Last processed:2024-10-10 19:31:05
Last change:

Bulk download

Downloads contain the full set of entities contained in this dataset. You can fetch a simplified tabular form, or detailed, structured data in JSON format. Updated files will be provided once a day at the same location.

File nameExport typeSize
entities.ftm.jsonFollowTheMoney entities2.77 MB
names.txtTarget names text file56.85 KB
senzing.jsonSenzing entity format1.34 MB
targets.nested.jsonTargets as nested JSON1.55 MB
targets.simple.csvTargets as simplified CSV335.47 KB

Help: Using the data · data model reference · delta updates · get support · commercial licensing

Using the API

You can query the data in this dataset via the application programming interface (API) endpoints below. Please read the introduction for documentation and terms of service.

Use the Reconciliation API in OpenRefine:
For full-text search, use the /search endpoint:
For entity matching, use the /match endpoint:

Programs1

This dataset consolidates entities targeted by the following sanctions programs, policy regimes or sub-lists:

IDTitleIssuerTarget countries
[US-FED-ENF]US Federal Reserve Enforcement ActionsFRB United States

Recent additions

The following targeted entities have been added to this data source most recently:

AddedNameTypeCountries
and TD Bank U.S. Holding CompanyCompany
Toronto-Dominion BankCompanyCanada
TD Group U.S. Holdings LLCCompany
Lindsay GravesPerson
Opportunity Bank of MontanaCompany
Fieldpoint Private Holdings Inc.Company
TrustCompany
Fieldpoint Private BankCompany
First Interstate BankCompany
United Texas BankCompany
Heritage Bancshares Group Inc.Company
Tabitha S. FischerPerson
Leslie FountainPerson
Bank of EufaulaCompany
Stephanie MedinaPerson