JSON

Swiss FINMA Warning List

Switzerland's financial regulator maintains and publishes a warning list of companies and individuals who may be carrying out unauthorised services

FINMA checks the companies and individuals on its warning list to see if they are providing unauthorised services. The findings, however, have so far been inconclusive because the companies and individuals concerned have not complied with the requirement to provide information, or the information they provided is false. Moreover, when FINMA investigations reveal an imminent and considerable threat to investors, the providers involved are also entered in the list. The fact that a company is on FINMA’s warning list does not automatically mean that its activities are unlawful. Their entry in the list does, however, highlight the lack of authorisation. The companies and individuals in question will be removed from the list once FINMA has completed its investigations and taken any appropriate measures.

Data overview

Entities:
Total1,678
Searchable1,678
Targets1,678
Entity types:
Legal entities1,678
Countries:
Switzerland1,678
Publisher:Swiss Financial Market Supervisory Authority (FINMA) · Switzerland

FINMA is Switzerland’s independent financial-markets regulator. Its mandate is to supervise banks, insurance companies, financial institutions, collective investment schemes, and their asset managers and fund management companies.

Collections:in OpenSanctions Default · Regulatory Watchlists · Warrants and Criminal Entities
Information:www.finma.ch
Source data:www.finma.ch · JSON
Coverage:added · update frequency: daily
Last processed:2024-10-10 02:50:05
Last change:

Bulk download

Downloads contain the full set of entities contained in this dataset. You can fetch a simplified tabular form, or detailed, structured data in JSON format. Updated files will be provided once a day at the same location.

File nameExport typeSize
entities.ftm.jsonFollowTheMoney entities1.01 MB
names.txtTarget names text file35.33 KB
senzing.jsonSenzing entity format1.11 MB
targets.nested.jsonTargets as nested JSON1.01 MB
targets.simple.csvTargets as simplified CSV361.42 KB

Help: Using the data · data model reference · delta updates · get support · commercial licensing

Using the API

You can query the data in this dataset via the application programming interface (API) endpoints below. Please read the introduction for documentation and terms of service.

Use the Reconciliation API in OpenRefine:
For full-text search, use the /search endpoint:
For entity matching, use the /match endpoint:

Recent additions

The following targeted entities have been added to this data source most recently:

AddedNameTypeCountries
www.bx-swiss.netLegal entitySwitzerland
Helvetica VermögensverwaltungLegal entitySwitzerland
www.uge-ag.comLegal entitySwitzerland
Growthalliance LtdLegal entitySwitzerland
https://enkoag.comLegal entitySwitzerland
ManfradytradeLegal entitySwitzerland
Wealth Emblem InvestingLegal entitySwitzerland
www.3p-consult.netLegal entitySwitzerland
www.tendo-corporate.comLegal entitySwitzerland
The VETRI FoundationLegal entitySwitzerland
Advance TradeLegal entitySwitzerland
Bullish CapitalLegal entitySwitzerland
Fargo MarketsLegal entitySwitzerland
www.alpha-bluesky.comLegal entitySwitzerland
Banca di CapitalLegal entitySwitzerland