US FINRA Barred Individuals

JSON

Individuals barred by FINRA and permanently prohibited from association with any FINRA member in any capacity.

This dataset comprises individuals who are permanently barred from associating with any FINRA member firm in any capacity, following a final disciplinary decision or expedited proceeding. Entries only appear on the list once the bar is final and the Exchange Act appeal period has expired. For fuller background on individual cases, see the linked FINRA BrokerCheck records.

Data overview

Entities:
Total9,309
Searchable9,309
Targets9,309
Entity types:
People9,309
Countries:
United States9,309
Publisher:Financial Industry Regulatory Authority (FINRA) · United States

FINRA is authorized by Congress to protect America's investors by making sure the broker-dealer industry operates fairly and honestly.

Collections:in OpenSanctions Default · Regulatory Watchlists · Warrants and Criminal Entities
Information:www.finra.org
Source data:www.finra.org · HTML
Tags:sector.financial
Coverage:added · frequency: weekly
Last processed:2026-07-16 11:12:30 · v. 20260716111230-ghg
Last change:

Bulk download

Downloads contain the full set of entities contained in this dataset. You can fetch a simplified tabular form, or detailed, structured data in JSON format. Updated files will be provided once a day at the same location.

File nameExport typeSize
entities.ftm.jsonFollowTheMoney entities4.26 MB
names.txtTarget names text file182.64 KB
senzing.jsonSenzing entity format5.67 MB
targets.nested.jsonTargets as nested JSON4.26 MB
targets.simple.csvTargets as simplified CSV1.91 MB

Help: Using the data · model reference · delta updates · support · change log · licensing

Using the API

You can query the data in this dataset via the application programming interface (API) endpoints below. Please read the introduction for documentation and terms of service.

Use the Reconciliation API in OpenRefine:
For full-text search, use the /search endpoint:
For entity matching, use the /match endpoint:

Recent additions

The following targeted entities have been added to this data source most recently:

AddedNameTypeCountries
EUGENE W ANTOSHPersonUnited States
Manuel Fernandez1PersonUnited States
LAURENCE GEOFFREY ALLEN1PersonUnited States
JUSTIN KIMPersonUnited States
DAVID NATHAN COHENPersonUnited States
ROGER ALLAN ROEMMICHPersonUnited States
MARK SAM KOLTA1PersonUnited States
Joshua Ethan ScholnickPersonUnited States
Danish RaufPersonUnited States
JOSHUA DEANPersonUnited States
MICHAEL CHRISTOPHER VENTURINOPersonUnited States
DAVID GEORGE JOYCEPersonUnited States
AVINESH K. SHANKARPersonUnited States
MATTHEW R LOGANPersonUnited States
ROBBI JULENE JONES2PersonUnited States
Code on GitHub
OverviewDownloadAPIRecent additions
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