US FINRA Barred Individuals

JSON

Individuals barred by FINRA and permanently prohibited from association with any FINRA member in any capacity.

This dataset comprises individuals who are permanently barred from associating with any FINRA member firm in any capacity, following a final disciplinary decision or expedited proceeding. Entries only appear on the list once the bar is final and the Exchange Act appeal period has expired. For fuller background on individual cases, see the linked FINRA BrokerCheck records.

Data overview

Entities:
Total9,291
Searchable9,291
Targets9,291
Entity types:
People9,291
Countries:
United States9,291
Publisher:Financial Industry Regulatory Authority (FINRA) · United States

FINRA is authorized by Congress to protect America's investors by making sure the broker-dealer industry operates fairly and honestly.

Collections:in OpenSanctions Default · Regulatory Watchlists
Information:www.finra.org
Source data:www.finra.org · HTML
Tags:sector.financial
Coverage:added · frequency: weekly
Last processed:2026-06-15 08:53:56 · v. 20260615085356-mrq
Last change:

Bulk download

Downloads contain the full set of entities contained in this dataset. You can fetch a simplified tabular form, or detailed, structured data in JSON format. Updated files will be provided once a day at the same location.

File nameExport typeSize
entities.ftm.jsonFollowTheMoney entities4.25 MB
names.txtTarget names text file182.33 KB
senzing.jsonSenzing entity format5.66 MB
targets.nested.jsonTargets as nested JSON4.25 MB
targets.simple.csvTargets as simplified CSV1.91 MB

Help: Using the data · model reference · delta updates · support · change log · licensing

Using the API

You can query the data in this dataset via the application programming interface (API) endpoints below. Please read the introduction for documentation and terms of service.

Use the Reconciliation API in OpenRefine:
For full-text search, use the /search endpoint:
For entity matching, use the /match endpoint:

Recent additions

The following targeted entities have been added to this data source most recently:

AddedNameTypeCountries
GREGORY VINCENT MATTHEWSPersonUnited States
Manuel Fernandez 1PersonUnited States
JEYAKUMAR NADARAJAHPersonUnited States
EDWARD BEYN 2PersonUnited States
NAFISSA DIALLOPersonUnited States
PETER THOMAS LAWRENCEPersonUnited States
Ricardo CruzPersonUnited States
ERIC STEVEN SMITH 2PersonUnited States
ANTHONY TIANFENG CHENGPersonUnited States
Joseph KinyanjuiPersonUnited States
Eric David KennedyPersonUnited States
RONNY CRUZPersonUnited States
William BryanPersonUnited States
JEREMY MATTHEW BENSONPersonUnited States
CRAIG SCOTT TADDONIO 2PersonUnited States
Code on GitHub
OverviewDownloadAPIRecent additions
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