US OCC Enforcement Actions

JSON

The US banking regulator OCC publishes a list of companies and individuals against which punitive measures have been applied.

The OCC may take enforcement actions for violations of laws, rules or regulations, final orders or conditions imposed in writing; unsafe or unsound practices; and for breach of fiduciary duty by institution-affiliated parties (IAPs). Read more...

Data overview

Entities:
Total11,395
Searchable5,983
Targets4,171
Entity types:
People2,429
Companies2,166
Addresses1,388
Countries:
United States4,599
Publisher:Office of the Comptroller of the Currency (OCC) · United States

The OCC charters, regulates, and supervises all national banks and federal savings associations as well as federal branches and agencies of foreign banks. The OCC is an independent bureau of the U.S. Department of the Treasury.

Collections:in OpenSanctions Default · Regulatory Watchlists · Warrants and Criminal Entities
Information:apps.occ.gov
Source data:apps.occ.gov · JSON
Tags:sector.banking
Coverage:added · frequency: daily · every 12 hours
Last processed:2025-10-30 12:28:01 · v. 20251030122801-kfo
Last change:

Bulk download

Downloads contain the full set of entities contained in this dataset. You can fetch a simplified tabular form, or detailed, structured data in JSON format. Updated files will be provided once a day at the same location.

File nameExport typeSize
entities.ftm.jsonFollowTheMoney entities5.74 MB
names.txtTarget names text file100.17 KB
senzing.jsonSenzing entity format2.53 MB
source.jsonSource data3.19 MB
targets.nested.jsonTargets as nested JSON6.25 MB
targets.simple.csvTargets as simplified CSV1.31 MB

Help: Using the data · model reference · delta updates · support · change log · licensing

Using the API

You can query the data in this dataset via the application programming interface (API) endpoints below. Please read the introduction for documentation and terms of service.

Use the Reconciliation API in OpenRefine:
For full-text search, use the /search endpoint:
For entity matching, use the /match endpoint:

Recent additions

The following targeted entities have been added to this data source most recently:

AddedNameTypeCountries
Ahmed ElghazaliPersonUnited States
Carolyn HicksPersonUnited States
Walther Riano-VanegasPersonUnited States
Charron MeadowsPersonUnited States
Elijah McBride-BeyPersonUnited States
First National Bank & Trust CompanyCompanyUnited States
Harold SerenotPersonUnited States
Nikki WardPersonUnited States
Kristin SanguinettiPersonUnited States
Karen LopezPersonUnited States
Sixto PorrasPersonUnited States
Maricela CelestinoPersonUnited States
Kyla HartleyPersonUnited States
Amalia RiveraPersonUnited States
James BlosePersonUnited States
Code on GitHub
OverviewDownloadAPIRecent additions
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