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Malaysia Securities Commission AOB Enforcements

Enforcement actions against auditors by the Malaysian Securities Commission Audit Oversight Board

This dataset comprises information about auditors sanctioned by the Malaysian's Securities Commission Audit Oversight Board.

The focus of AOB enforcement is whether the auditors comply with the recognised auditing and ethical standards. Such action from the AOB may not necessary imply the audited financial statement does not give a true and fair view.

Potential sanctions are:

  • Directing the person in breach to comply with the provisions of Part IIIA of the SCA or any condition, written notice or guidelines;
  • Reprimand;
  • Requiring professional education to be undertaken;
  • Assigning a reviewer to oversee an audit that is undertaken by the auditor concerned;
  • Financial penalty of not exceeding RM500,000;
  • Prohibit the person concerned from accepting any public interest entity or schedule fund as its clients or preparing reports in relation to financial information of any public interest entity or schedule fund, as may be required under the securities laws or guidelines issued by the Commission, for a period not exceeding twelve months; and
  • Prohibit the person concerned from auditing financial statements or preparing reports in relation to financial information of a public interest entity or schedule fund, as may be required under the securities laws or guidelines issued by the Commission, for a period not exceeding twelve months or permanently.

Data overview

Entities:
Total118
Searchable59
Targets59
Entity types:
People59
Countries:
Malaysia59
Publisher:Suruhanjaya Sekuriti Malaysia (Malaysia)

Securities Commission Malaysia

Collections:in Warrants and Criminal Entities · OpenSanctions Default
Information:www.sc.com.my
Source data:www.sc.com.my · HTML
Last changed:
Date added:
Last checked: · updated daily

Bulk download

Downloads contain the full set of entities contained in this dataset. You can fetch a simplified tabular form, or detailed, structured data in JSON format. Updated files will be provided once a day at the same location.

File nameExport typeSize
entities.ftm.jsonFollowTheMoney entities116.88 KB
names.txtTarget names text file1.07 KB
senzing.jsonSenzing entity format28.96 KB
statistics.jsonDataset statistics665 B
targets.nested.jsonTargets as nested JSON117.69 KB
targets.simple.csvTargets as simplified CSV21.69 KB

Help: Using the data · format reference · get support · commercial licensing

Using the API

You can query the data in this dataset via the application programming interface (API) endpoints below. Please read the introduction for documentation and terms of service.

Use the Reconciliation API in OpenRefine:
For full-text search, use the /search endpoint:
For entity matching, use the /match endpoint:

Recent additions

The following targeted entities have been added to this data source most recently:

AddedNameTypeCountries
Sandra Segaran a/l Muniandy @ KrishnanPersonMalaysia
Khairul Azahar Bin AriffinPersonMalaysia
UHYPersonMalaysia
Liew Kwai ChoyPersonMalaysia
Lim Teik EePersonMalaysia
RSL PLTPersonMalaysia
Jayapalasingam A/L KandiahPersonMalaysia
Chia Kwong ChowPersonMalaysia
Dr. Abd Halim Bin HusinPersonMalaysia
Lim Sang CheePersonMalaysia
Cheah Choong KeongPersonMalaysia
Haji Tamili Dulah KusniPersonMalaysia
Michelle Yong Voon SzePersonMalaysia
Huang Khean YeongPersonMalaysia
Datuk Mohd Afrizan Bin HusainPersonMalaysia